Home > Insider Trading > Filing (0000899243-20-032929)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1771515	Grocery Outlet Holding Corp.	GO	Retail-Grocery Stores (5411)	471874201

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1779703	Jr. Macgregor S. Read	C/O Grocery Outlet Holding Corp. 5650 Hollis Street Emeryville CA 94608		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-12-03	307,614	$7.13	310,326	No	4	M	Direct
Common Stock	Disposition	2020-12-03	307,614	$37.00	2,712	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options (Right to Buy)	Disposition	2020-12-03	307,614	$0.00	307,614	$7.13

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
500,000		2024-10-21	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,307,975	Indirect	By Trust
Common Stock	2,307,975	Indirect	By Trust

Footnotes

The sale was executed in a single block trade at $37.00 per share.
Reflects shares directly held by the Nordlingen Trust dated 1/23/2012, as amended and restated 9/17/2014 of which Mr. Read is a Trustee.
Reflects shares directly held by the Redmond Trust dated 10/19/2003, as amended and restated 9/17/2014 of which Mr. Read is a Trustee.
Represents stock options granted on October 21, 2014 which vested in five equal installments on each of the first five anniversaries of the grant date.
Due to a scrivener's error, the reporting person's Form 4 filed on September 3, 2020 inadvertently reflected a disposition of performance-based options in Table II instead of a disposition of time-based options. The number of derivative securities beneficially owned following the reported transactions reflected in Table II accurately reflected the disposition.