Filing Details
- Accession Number:
- 0001077183-20-000221
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-07 18:23:01
- Reporting Period:
- 2020-12-03
- Accepted Time:
- 2020-12-07 18:23:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1077183 | Neogenomics Inc | NEO | Services-Testing Laboratories (8734) | 742897368 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1518732 | C Steven Jones | 12701 Commonwealth Drive Suite 9 Fort Myers FL 33913 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-12-03 | 19,948 | $48.03 | 1,180,052 | No | 4 | S | Indirect | By Aspen Select Opportunity Fund |
Common Stock | Disposition | 2020-12-04 | 64,394 | $48.07 | 1,115,658 | No | 4 | S | Indirect | By Aspen Select Opportunity Fund |
Common Stock | Disposition | 2020-12-07 | 45,658 | $49.45 | 1,070,000 | No | 4 | S | Indirect | By Aspen Select Opportunity Fund |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Aspen Select Opportunity Fund |
No | 4 | S | Indirect | By Aspen Select Opportunity Fund |
No | 4 | S | Indirect | By Aspen Select Opportunity Fund |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 125,000 | Indirect | By self as Trustee for Steven and Carisa Jones 401k and Trust |
Common Stock | 30,476 | Indirect | By Jones Network, LP |
Common Stock | 40,757 | Indirect | Shares owned in IRA, custodian accounts, and trusts for the family of Steven Jones |
Common Stock | 72,932 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $7.15 | 2021-04-20 | 100,000 | 100,000 | Indirect | |
Common Stock | Stock Option (Right to Buy) | $7.27 | 2022-05-25 | 10,000 | 10,000 | Direct | |
Common Stock | Stock Option (Right to Buy) | $11.60 | 2019-06-01 | 2023-06-01 | 3,017 | 3,017 | Direct |
Common Stock | Stock Option (Right to Buy) | $22.52 | 2020-06-06 | 2026-06-06 | 4,269 | 4,269 | Direct |
Common Stock | Stock Option (Right to Buy) | $28.54 | 2021-05-28 | 2027-05-28 | 3,448 | 3,448 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-04-20 | 100,000 | 100,000 | Indirect |
2022-05-25 | 10,000 | 10,000 | Direct |
2023-06-01 | 3,017 | 3,017 | Direct |
2026-06-06 | 4,269 | 4,269 | Direct |
2027-05-28 | 3,448 | 3,448 | Direct |
Footnotes
- Aspen Select Opportunity Fund is a private investment fund of which Aspen Capital Group, LLC is the sole general partner. Mr. Jones is a Managing Member of Aspen Capital Group, LLC. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.
- On April 20, 2016, Mr. Jones was granted 100,000 stock options. The options vested ratably over the first three anniversary dates of the grant date. On December 30, 2019, Mr. Jones transferred these options to Aspen Select Opportunity Fund, LP.
- On May 25, 2017, Mr. Jones was granted 10,000 stock options. The options vested ratably over the first three anniversary dates of the grant date.