Filing Details
- Accession Number:
- 0000073124-20-000276
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-07 18:15:24
- Reporting Period:
- 2020-12-03
- Accepted Time:
- 2020-12-07 18:15:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 73124 | Northern Trust Corp | NTRS | State Commercial Banks (6022) | 362723087 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1393081 | Joyce Clair St | 50 South La Salle St Chicago IL 60603 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-12-03 | 261 | $93.31 | 17,580 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2020-12-07 | 10,000 | $94.24 | 28,774 | No | 4 | S | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Indirect | By Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,568 | Indirect | 2019 GRAT |
| Common Stock | 14,888 | Indirect | 2020 GRAT |
| Common Stock | 5,117 | Indirect | 401(k) as of 9-30-2020 |
Footnotes
- Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.
- Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- Price reflects the weighted average sales price from $94.00 to $94.24. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
Billionaire Hedge Funds
