Filing Details
- Accession Number:
- 0000895345-20-001136
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-07 16:50:01
- Reporting Period:
- 2020-12-04
- Accepted Time:
- 2020-12-07 16:50:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1604643 | Evoqua Water Technologies Corp. | AQUA | () | E9 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1534662 | Aea Investors Fund V Lp | P.o. Box 309, Ugland House Grand Cayman E9 KY1-1104 | No | No | No | No | |
1551971 | Aea Investors Fund V-A Lp | C/O Aea Investors Lp 666 Fifth Avenue, 36Th Floor New York NY 10103 | No | No | No | No | |
1554676 | Aea Investors Fund V-B Lp | C/O Aea Investors Lp 666 Fifth Avenue, 36Th Floor New York NY 10103 | No | No | No | No | |
1675264 | R Brian Hoesterey | C/O Aea Investors Lp 666 Fifth Avenue, 36Th Floor New York NY 10103 | No | No | No | No | |
1675446 | Ltd (Cayman) Management Aea | P. O. Box 309, Ugland House Grand Cayman E9 KY1-1104 | No | No | No | No | |
1675447 | Aea Investors Partners V Lp | P.o. Box 309, Ugland House Grand Cayman E9 KY1-1104 | No | No | No | No | |
1675523 | L John Garcia | C/O Aea Investors Lp 666 Fifth Avenue, 36Th Floor New York NY 10103 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-12-04 | 8,307,691 | $24.90 | 11,341,930 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnotes |
Footnotes
- These shares of common stock were sold pursuant to an underwriting agreement dated December 1, 2020.
- This amount represents the price per share at which the Reporting Person sold the shares of the issuer's common stock in this transaction.
- These shares of common stock of the issuer are directly held by AEA EWT Holdings LP ("AEA EWT Holdings"), whose general partner is AEA EWT Holdings GP LLC ("AEA EWT Holdings GP"). The managing member of AEA EWT Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA EWT Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd.
- Each of AEA EWT Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., and Brian R. Hoesterey, the Chief Executive Officer of AEA Investors LP, may also be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each of Dr. Garcia and Mr. Hoesterey disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors LP, AEA EWT Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA EWT Holdings LP have filed a separate Form 4.