Filing Details
- Accession Number:
- 0001437749-20-024942
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-07 16:37:43
- Reporting Period:
- 2020-12-03
- Accepted Time:
- 2020-12-07 16:37:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 861842 | Cathay General Bancorp | CATY | State Commercial Banks (6022) | 954274680 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185633 | M Anthony Tang | 777 North Broadway Los Angeles CA 90012 | Vice Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-12-03 | 3,322 | $29.61 | 249,911 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-04 | 5,000 | $30.00 | 244,911 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 315,499 | Indirect | By spouse |
| Common Stock | 106,589 | Indirect | By ESOP |
| Common Stock | 300,000 | Indirect | YFO Investments, spouse is a beneficiary |
Footnotes
- Includes 12,236.276 shares acquired through dividend reinvestment year-to-date.
- Includes 4,022.781 shares acquired through dividend reinvestment year-to-date.
Billionaire Hedge Funds
