Filing Details
- Accession Number:
- 0001104659-20-132869
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-07 16:27:40
- Reporting Period:
- 2020-12-03
- Accepted Time:
- 2020-12-07 16:27:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 903651 | Innodata Inc | INOD | Services-Computer Processing & Data Preparation (7374) | 133475943 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1460302 | R Stewart Massey | C/O Innodata Inc. 55 Challenger Road Ridgefield Park NJ 07660 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-12-03 | 15,000 | $2.75 | 25,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-03 | 15,000 | $5.35 | 10,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-12-04 | 15,000 | $2.75 | 25,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-04 | 15,000 | $5.28 | 10,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-12-03 | 15,000 | $0.00 | 15,000 | $2.75 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-12-04 | 15,000 | $0.00 | 15,000 | $2.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,000 | 2021-04-06 | No | 4 | M | Direct | |
| 0 | 2021-04-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 13,000 | Indirect | SEP IRA |
| Common Stock | 500 | Indirect | Footnote |
| Common Stock | 500 | Indirect | Footnote |
| Common Stock | 500 | Indirect | Footnote |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $5.35 to $5.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These shares are held in a trust for the benefit of one of the reporting person's children. The reporting person's spouse is the trustee of the trust.
- These shares are held in a trust for the benefit of one of the reporting person's children. The reporting person's spouse is the trustee of the trust.
- These shares are held in a trust for the benefit of one of the reporting person's children. The reporting person's spouse is the trustee of the trust.
- These stock options were originally granted to the reporting person on April 7, 2014 and became fully vested on April 7, 2017. These stock options expire on April 6, 2021.
Billionaire Hedge Funds
