Filing Details
- Accession Number:
- 0001209191-20-061871
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-04 19:41:58
- Reporting Period:
- 2020-12-03
- Accepted Time:
- 2020-12-04 19:41:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 917273 | Rambus Inc | RMBS | Semiconductors & Related Devices (3674) | 943112828 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1341984 | Luc Seraphin | C/O Rambus Inc. 4453 North First Street, Suite 100 San Jose CA 95134 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-12-03 | 3,185 | $12.84 | 211,196 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-03 | 3,185 | $16.32 | 208,011 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-12-03 | 2,745 | $12.80 | 210,756 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-03 | 2,745 | $16.32 | 208,011 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock option (right to buy) | Disposition | 2020-12-03 | 3,185 | $0.00 | 3,185 | $12.84 |
| Common Stock | Employee stock option (right to buy) | Disposition | 2020-12-03 | 2,745 | $0.00 | 2,745 | $12.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,861 | 2028-02-01 | No | 4 | M | Direct | |
| 1,830 | 2027-02-01 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on February 21, 2020.
- The option award vests as to 10% of the granted shares on August 1, 2018, and the remaining shares vest monthly thereafter until fully vested on February 1, 2022.
- The option award vests as to 10% of the granted shares on August 1, 2017, and the remaining shares vest monthly thereafter until fully vested on February 1, 2021.
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