Filing Details

Accession Number:
0001104659-20-132539
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-04 18:03:53
Reporting Period:
2020-12-04
Accepted Time:
2020-12-04 18:03:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1270436 Cohen & Co Inc. COHN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247745 G Daniel Cohen C/O Cohen &Amp; Co Inc.,
2929 Arch Street, 17Th Floor
Philadelphia PA 19104-2870
Chairman And Ce Europe Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2020-12-04 10,000 $16.64 54,017 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 80,000 Indirect By EBC 2013 Family Trust
Common Stock, Par Value $0.01 Per Share 78,740 Indirect By Cohen Bros. Financial, LLC
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.435 to $16.81, inclusive. The reporting person undertakes to provide to Cohen & Company Inc., any security holder of Cohen & Company Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.