Filing Details
- Accession Number:
- 0001415889-20-002812
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-04 17:18:41
- Reporting Period:
- 2020-12-02
- Accepted Time:
- 2020-12-04 17:18:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 31462 | Ecolab Inc. | ECL | Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840) | 410231510 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1198753 | Jr M Douglas Baker | 1 Ecolab Place St. Paul MN 55102 | Chairman Of The Board & Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-12-02 | 82,613 | $107.69 | 683,631 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-02 | 44,813 | $219.40 | 638,818 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-02 | 22,197 | $220.47 | 616,621 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-02 | 7,990 | $221.21 | 608,631 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-12-03 | 80,526 | $107.69 | 689,157 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-03 | 31,812 | $219.60 | 657,345 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-03 | 5,451 | $220.71 | 651,894 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-03 | 10,226 | $221.52 | 641,668 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-03 | 21,160 | $222.65 | 620,508 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-03 | 4,458 | $223.45 | 616,050 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-12-02 | 82,613 | $0.00 | 82,613 | $107.69 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-12-03 | 80,526 | $0.00 | 80,526 | $107.69 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 80,526 | 2015-12-03 | 2024-12-03 | No | 4 | M | Direct |
| 0 | 2015-12-03 | 2024-12-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,050 | Indirect | By Spouse |
| Common Stock | 72,850 | Indirect | By Julie M. Baker 2012 Revocable Trust |
| Common Stock | 72,500 | Indirect | By Douglas M. Baker, Jr. 2012 Irrevocable Trust |
| Common Stock | 5,694 | Indirect | By Ecolab Savings Plan |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $219.040 to $220.030, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $220.040 to $221.020, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $221.060 to $221.670, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $219.135 to $220.120, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $220.145 to $221.135, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $221.200 to $221.930, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $222.210 to $223.180, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $223.260 to $223.760, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of November 30, 2020. Includes 25.572 UNITS acquired since the reporting person's last report. (The 5,693.979 UNITS are the equivalent of approximately 10,440 SHARES of the issuer's Common Stock.)
- The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the grant.
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