Filing Details
- Accession Number:
- 0001441683-20-000135
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-04 16:03:58
- Reporting Period:
- 2020-12-03
- Accepted Time:
- 2020-12-04 16:03:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441683 | Appian Corp | APPN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1362638 | G Bobbie Kilberg | C/O Appian Corporation 7950 Jones Branch Drive Mclean VA 22102 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-12-03 | 6,800 | $0.00 | 6,800 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2020-12-03 | 6,800 | $138.50 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-12-03 | 853 | $138.50 | 1,502 | No | 4 | S | Indirect | By trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Stock Option (Right to Buy) | Disposition | 2020-12-03 | 6,800 | $0.00 | 6,800 | $11.17 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2020-12-03 | 6,800 | $11.17 | 6,800 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2020-12-03 | 6,800 | $0.00 | 6,800 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 65,200 | 2027-01-31 | No | 4 | M | Direct | |
| 6,800 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- Pursuant to the terms of the Class B Common Stock, the Reporting Person converted shares of Class B Common Stock into shares of Class A Common Stock.
- Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))
- (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.
- Includes 270 shares previously owned directly that were contributed to William & Barbara Kilberg Trustees of the William Kilberg Trust DTD 07/01/98 and Barbara & William Kilberg Trustees of the Barbara Kilberg Trust DTD 07/01/98, Tenants in Common on 11/4/2020.
- Fully vested.
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