Filing Details
- Accession Number:
- 0000315189-20-000030
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-04 09:52:40
- Reporting Period:
- 2020-12-03
- Accepted Time:
- 2020-12-04 09:52:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 315189 | Deere & Co | DE | Farm Machinery & Equipment (3523) | 362382580 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1687891 | A Marc Howze | Deere &Amp; Company One John Deere Place Moline IL 61265 | Group Pres., Life Sol & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| $1 Par Common Stock | Acquisiton | 2020-12-03 | 8,343 | $86.36 | 22,787 | No | 4 | M | Direct | |
| $1 Par Common Stock | Disposition | 2020-12-03 | 8,343 | $258.49 | 14,444 | No | 4 | S | Direct | |
| $1 Par Common Stock | Acquisiton | 2020-12-03 | 12,124 | $87.46 | 26,568 | No | 4 | M | Direct | |
| $1 Par Common Stock | Disposition | 2020-12-03 | 12,124 | $258.49 | 14,444 | No | 4 | S | Direct | |
| $1 Par Common Stock | Disposition | 2020-12-03 | 109 | $261.95 | 14,335 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Market Priced Options | Disposition | 2020-12-03 | 8,343 | $0.00 | 8,343 | $86.36 |
| Common Stock | Market Priced Options | Disposition | 2020-12-03 | 12,124 | $0.00 | 12,124 | $87.46 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-12-12 | No | 4 | M | Direct | |
| 0 | 2023-12-11 | No | 4 | M | Direct |
Footnotes
- Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10b5-1 stock option plan adopted on September 8, 2020.
- Exempt withholding of shares to satisfy tax withholding obligations upon vesting of restricted stock units.
- Includes 8,545 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.
- All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
- The options became exercisable in three approximately equal installments on December 12, 2013, 2014, and 2015.
- The options became exercisable in three approximately equal installments on December 11, 2014, 2015, and 2016.
Billionaire Hedge Funds
