Filing Details
- Accession Number:
- 0001140361-11-020876
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-05 17:20:49
- Reporting Period:
- 2011-04-04
- Filing Date:
- 2011-04-05
- Accepted Time:
- 2011-04-05 17:20:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 37748 | Massey Energy Co | MEE | Bituminous Coal & Lignite Surface Mining (1221) | 950740960 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1425479 | Shane M Harvey | C/O Massey Energy Company 4 North 4Th Street Richmond VA 23219 | Vp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-04-04 | 4,618 | $29.95 | 13,379 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-04-04 | 3,463 | $39.00 | 16,842 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-04-04 | 1,470 | $34.05 | 18,312 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-04 | 9,551 | $70.00 | 8,761 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (right to buy) | Acquisiton | 2011-04-04 | 4,618 | $0.00 | 4,618 | $29.95 |
| Common Stock | Employee Stock Options (right to buy) | Acquisiton | 2011-04-04 | 3,463 | $0.00 | 3,463 | $39.00 |
| Common Stock | Employee Stock Options (right to buy) | Acquisiton | 2011-04-04 | 1,470 | $0.00 | 1,470 | $34.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-11-15 | 2014-11-15 | No | 4 | M | Direct |
| 0 | 2006-11-17 | 2015-11-14 | No | 4 | M | Direct |
| 2,939 | 2010-11-09 | 2019-11-09 | No | 4 | M | Direct |
Footnotes
- The stock options were exercised and the underlying common stock was sold pursuant to a sales plan entered into by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- Consideration for these stock options is in the form of labor performed for or services rendered to Massey, having a fair market value of not less than the present fair market value of a like number of options of common stock of Massey.
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