Filing Details
- Accession Number:
- 0001127602-20-030433
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-03 16:43:39
- Reporting Period:
- 2020-12-03
- Accepted Time:
- 2020-12-03 16:43:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1535929 | Voya Financial Inc. | VOYA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1481859 | Christine Hurtsellers | 230 Park Avenue New York NY 10169 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-12-03 | 27,000 | $60.19 | 59,610 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Performance Stock Unit | $0.00 | 73,997 | 73,997 | Direct | ||
Common Stock | Performance-Based Stock Options | $0.00 | 110,874 | 110,874 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 37,817 | 37,817 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
73,997 | 73,997 | Direct | |
110,874 | 110,874 | Direct | |
37,817 | 37,817 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $60.151 to $60.37. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.
- The stock units will vest based on their respective award agreements.
- The options vest based on the conditions set forth in their respective agreements.
- The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above.