Filing Details

Accession Number:
0001127602-20-030433
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-03 16:43:39
Reporting Period:
2020-12-03
Accepted Time:
2020-12-03 16:43:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1535929 Voya Financial Inc. VOYA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1481859 Christine Hurtsellers 230 Park Avenue
New York NY 10169
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-12-03 27,000 $60.19 59,610 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance Stock Unit $0.00 73,997 73,997 Direct
Common Stock Performance-Based Stock Options $0.00 110,874 110,874 Direct
Common Stock Restricted Stock Units $0.00 37,817 37,817 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
73,997 73,997 Direct
110,874 110,874 Direct
37,817 37,817 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $60.151 to $60.37. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.
  2. The stock units will vest based on their respective award agreements.
  3. The options vest based on the conditions set forth in their respective agreements.
  4. The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above.