Filing Details
- Accession Number:
- 0001437749-20-024785
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-03 16:40:05
- Reporting Period:
- 2020-12-01
- Accepted Time:
- 2020-12-03 16:40:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
861842 | Cathay General Bancorp | CATY | State Commercial Banks (6022) | 954274680 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1534768 | H Jane Jelenko | 777 North Broadway Los Angeles CA 90012 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-12-01 | 3,843 | $28.29 | 2,116 | No | 4 | S | Indirect | Jelenko-Norris Marital Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Jelenko-Norris Marital Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,111 | Indirect | Jelenko-Norris Survivors Trust |
Footnotes
- On June 24, 2020, 3,111 shares of common stock of Cathay General Bancorp were transferred from direct ownership to Jelenko-Norris Survivors Trust as indirect ownership, without the payment of any consideration.