Filing Details

Accession Number:
0000315189-20-000029
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-03 16:17:20
Reporting Period:
2020-12-02
Accepted Time:
2020-12-03 16:17:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
315189 Deere & Co DE Farm Machinery & Equipment (3523) 362382580
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1555586 Rajesh Kalathur Deere &Amp; Company
One John Deere Place
Moline IL 61265
President, Jd Financial & Cio No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
$1 Par Common Stock Acquisiton 2020-12-02 24,083 $86.36 75,454 No 4 M Direct
$1 Par Common Stock Disposition 2020-12-02 1,456 $255.05 73,998 No 4 S Direct
$1 Par Common Stock Disposition 2020-12-02 2,500 $256.00 71,498 No 4 S Direct
$1 Par Common Stock Disposition 2020-12-02 2,699 $256.95 68,799 No 4 S Direct
$1 Par Common Stock Disposition 2020-12-02 1,500 $258.14 67,299 No 4 S Direct
$1 Par Common Stock Disposition 2020-12-02 3,145 $259.09 64,154 No 4 S Direct
$1 Par Common Stock Disposition 2020-12-02 700 $259.94 63,454 No 4 S Direct
$1 Par Common Stock Disposition 2020-12-02 1,500 $255.12 61,954 No 4 S Direct
$1 Par Common Stock Disposition 2020-12-02 2,498 $256.05 59,456 No 4 S Direct
$1 Par Common Stock Disposition 2020-12-02 2,800 $256.98 56,656 No 4 S Direct
$1 Par Common Stock Disposition 2020-12-02 2,100 $258.37 54,556 No 4 S Direct
$1 Par Common Stock Disposition 2020-12-02 2,785 $259.25 51,771 No 4 S Direct
$1 Par Common Stock Disposition 2020-12-02 400 $260.09 51,371 No 4 S Direct
$1 Par Common Stock Acquisiton 2020-12-02 20,086 $87.46 71,457 No 4 M Direct
$1 Par Common Stock Disposition 2020-12-02 2,500 $255.16 68,957 No 4 S Direct
$1 Par Common Stock Disposition 2020-12-02 4,131 $256.20 64,826 No 4 S Direct
$1 Par Common Stock Disposition 2020-12-02 4,560 $256.97 60,266 No 4 S Direct
$1 Par Common Stock Disposition 2020-12-02 2,600 $258.16 57,666 No 4 S Direct
$1 Par Common Stock Disposition 2020-12-02 5,195 $259.08 52,471 No 4 S Direct
$1 Par Common Stock Disposition 2020-12-02 1,100 $259.97 51,371 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Market Priced Options Disposition 2020-12-02 24,083 $0.00 24,083 $86.36
Common Stock Market Priced Options Disposition 2020-12-02 20,086 $0.00 20,086 $87.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-12-12 No 4 M Direct
0 2023-12-11 No 4 M Direct
Footnotes
  1. Exercise of Rule 16b-3 options and related sales of shares pursuant to Rules 10(b)5-1 stock option exercise plan adopted on September 11, 2020.
  2. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $254.51 to $255.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnotes 3 to 19.
  3. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $255.53 to $256.52, inclusive.
  4. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $256.55 to $257.47, inclusive.
  5. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $257.56 to $258.42, inclusive.
  6. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.60 to $259.56, inclusive.
  7. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $259.67 to $260.28, inclusive.
  8. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $254.51 to $255.42, inclusive.
  9. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $255.53 to $256.47, inclusive.
  10. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $256.54 to $257.49, inclusive.
  11. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $257.82 to $258.80, inclusive.
  12. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.90 to $259.90, inclusive.
  13. The sale prices reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $259.99 to $260.28, inclusive.
  14. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $254.54 to $255.53, inclusive.
  15. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $255.57 to $256.56, inclusive.
  16. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $256.57 to $257.55, inclusive.
  17. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $257.60 to $258.52, inclusive.
  18. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.60 to $259.58, inclusive.
  19. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $259.67 to $260.28, inclusive.
  20. Includes 8,889 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.
  21. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
  22. The options became exercisable in three approximately equal tranches on December 12, 2013, 2014, and 2015.
  23. The options became exercisable in three approximately equal tranches on December 11, 2014, 2015, and 2016.