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Filing Details

Accession Number:: 0001209191-20-061408
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-12-03 13:01:16
Reporting Period:: 2020-12-01

Accepted Time:: 2020-12-03 13:01:16
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1591588	A-Mark Precious Metals Inc.	AMRK	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1437553	Thor Gjerdrum	2121 Rosecrans Ave Suite 6300 El Segundo CA 90245	President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-12-01	11,111	$14.67	11,111	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2020-12-01	8,025	$29.38	3,086	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2020-12-01	1,483	$30.39	1,603	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2020-12-01	1,603	$31.31	0	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-12-01	8,058	$14.86	8,058	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2020-12-01	6,291	$29.42	1,767	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2020-12-01	850	$30.72	917	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2020-12-01	917	$31.38	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, Par Value $0.01 Per Share	Stock Option (Right to Buy)	Disposition	2020-12-01	11,111	$0.00	11,111	$14.67
Common Stock, Par Value $0.01 Per Share	Stock Option (Right to Buy)	Disposition	2020-12-01	8,058	$0.00	8,058	$14.86

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2026-09-07	No	4	M	Direct
0	2017-09-07	2027-09-08	No	4	M	Direct

Footnotes

The transactions reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan
The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $28.97 to not more than $29.96. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $29.98 to not more than $30.85. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $30.99 to not more than $31.62. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $28.97 to not more than $29.87. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $30.075 to not more than $31.025. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $31.26 to not more than $31.62. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
The option vests, originally for 33,333 shares, 33.3% per year on June 30,2017, 2018 and 2019.