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Filing Details

Accession Number:: 0001209191-11-021710
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-04-05 17:13:38
Reporting Period:: 2011-04-01

Filing Date:: 2011-04-05
Accepted Time:: 2011-04-05 17:13:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1326973	Smart Modular Technologies (Wwh) Inc.	SMOD	Semiconductors & Related Devices (3674)	202509518

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1227348	Barry Zwarenstein	C/O: Smart Modular Technologies, 39870 Eureka Dr. Newark CA 94560	Svp/Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2011-04-01	21,000	$5.20	103,500	No	4	M	Direct
Common Stock	Disposition	2011-04-01	21,000	$7.80	82,500	No	4	S	Direct
Common Stock	Acquisiton	2011-04-01	57,000	$3.00	139,500	No	4	M	Direct
Common Stock	Disposition	2011-04-01	57,000	$7.70	82,500	No	4	S	Direct
Common Stock	Acquisiton	2011-04-01	12,000	$2.84	94,500	No	4	M	Direct
Common Stock	Disposition	2011-04-01	12,000	$7.53	82,500	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2011-04-01	21,000	$0.00	21,000	$5.20
Common Stock	Stock Option (right to buy)	Disposition	2011-04-01	57,000	$0.00	57,000	$3.00
Common Stock	Stock Option (right to buy)	Disposition	2011-04-01	12,000	$0.00	12,000	$2.84

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
54,000	2019-09-28	No	4	M	Direct
103,000	2018-09-21	No	4	M	Direct
8,000	2018-09-22	No	4	M	Direct

Footnotes

Also referred to as ordinary shares.
The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 30, 2010.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.7201 to $7.8800, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the specified range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.5500 to $7.8800, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the specified range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.5050 to $7.5500, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the specified range.
The option becomes exercisable in 48 equal monthly installments beginning 10/29/2009.
The stock option became 1/4 exercisable on September 22, 2009 and thereafter vests in equal monthly installments over three years.
The grant vests over 4 years, with 11/48 of the options granted vesting on September 22, 2009 and thereafter in 37 equal monthly installments.