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Filing Details

Accession Number:: 0000899243-20-032601
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-12-02 20:35:21
Reporting Period:: 2020-11-30

Accepted Time:: 2020-12-02 20:35:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1320854	Freightcar America Inc.	RAIL	Railroad Equipment (3743)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1713182	R James Meyer	125 South Wacker Drive Suite 1500 Chicago IL 60606	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-11-30	17,500	$2.61	231,555	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Restricted Stock Units	$0.00		42,815	42,815	Direct
Common Stock	Employee Stock Appreciation Right	$1.66	2030-01-24	332,005	332,005	Direct
Common Stock	Employee Stock Option (right to buy)	$7.41	2029-01-14	72,959	72,959	Direct
Common Stock	Employee Stock Option (right to buy)	$16.66	2028-01-12	33,025	33,025	Direct
Common Stock	Employee Stock Option (right to buy)	$16.44	2027-07-31	350,000	350,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	42,815	42,815	Direct
2030-01-24	332,005	332,005	Direct
2029-01-14	72,959	72,959	Direct
2028-01-12	33,025	33,025	Direct
2027-07-31	350,000	350,000	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $2.415 to $2.70. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
On January 30, 2020, the recipient was granted 42,815 cash-settled restricted stock units which will vest on January 30, 2023.
On January 24, 2020 the recipient was granted 332,005 cash-settled stock appreciation rights which will vest in three equal annual installments beginning on January 24, 2021.
On January 14, 2019, the recipient was granted 72,959 options. 24,320 stock options are fully vested and currently exercisable, 24,320 stock options will vest on January 14, 2021 and 24,319 stock options will vest on January 14, 2022.
On January 12, 2018, the recipient was granted 33,025 options. 22,016 stock options are fully vested and currently exercisable and 11,009 stock options will vest on January 12, 2021.
On July 31, 2017, the recipient was granted 350,000 options. The options vest and become exercisable based on a trailing 90-consecutive calendar day average closing price of one share of the Issuer's common stock (the "Stock Price") in the following proportions, provided the option holder remains continuously employed by the Issuer until the applicable vesting date: 34% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $5.00 per share above the exercise price, an additional 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $10.00 per share above the exercise price and the final 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $15.00 per share above the exercise price.