Filing Details
- Accession Number:
- 0001562180-20-007033
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-02 20:08:23
- Reporting Period:
- 2020-12-01
- Accepted Time:
- 2020-12-02 20:08:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1318008 | Zumiez Inc | ZUMZ | Retail-Apparel & Accessory Stores (5600) | 911040022 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1560344 | K. Chris Visser | 4001 204Th Street Sw Lynnwood WA 98036 | Chief Legal Officer & Sec. | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-12-01 | 300 | $19.70 | 30,620 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-01 | 300 | $38.01 | 30,320 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-12-02 | 8,787 | $19.70 | 39,107 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-02 | 8,787 | $38.01 | 30,320 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-12-01 | 300 | $0.00 | 300 | $19.70 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-12-02 | 8,787 | $0.00 | 8,787 | $19.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,787 | 2026-03-14 | No | 4 | M | Direct | |
| 0 | 2026-03-14 | No | 4 | M | Direct |
Footnotes
- The exercise and sales reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in December 2019.
- The share total includes 1,059 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.
- Shares sold at a weighted average price.
- Options subject to this grant vest over a 4-year period in equal annual installments.
Billionaire Hedge Funds
