Filing Details
- Accession Number:
- 0001209191-20-061310
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-02 19:21:16
- Reporting Period:
- 2020-11-30
- Accepted Time:
- 2020-12-02 19:21:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1591587 | Assetmark Financial Holdings Inc. | AMK | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1311476 | H Jeremiah Chafkin | C/O Assetmark Financial Holdings, Inc. 1655 Grant Street, 10Th Floor Concord CA 94520 | Evp, Chief Investment Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-11-30 | 15,119 | $23.88 | 444,149 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-01 | 8,137 | $24.12 | 436,012 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-02 | 6,007 | $23.85 | 430,005 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- These transactions were executed in multiple trades at prices ranging from $23.62 to $24.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These transactions were executed in multiple trades at prices ranging from $23.89 to $24.38. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These transactions were executed in multiple trades at prices ranging from $23.62 to $24.38. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
