Filing Details
- Accession Number:
- 0001445305-20-000137
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-02 18:13:15
- Reporting Period:
- 2020-12-01
- Accepted Time:
- 2020-12-02 18:13:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1445305 | Workiva Inc | WK | Services-Prepackaged Software (7372) | 472509828 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1623880 | Stuart J Miller | 2900 University Boulevard Ames IA 50010 | Executive Vp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2020-12-01 | 21,263 | $15.83 | 351,691 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2020-12-01 | 17,974 | $74.72 | 333,717 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2020-12-01 | 3,289 | $75.18 | 330,428 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | Disposition | 2020-12-01 | 21,263 | $74.79 | 21,263 | $15.83 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-08-12 | 2024-08-11 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | $15.86 | 2015-04-07 | 2024-04-06 | 0 | 0 | Direct |
Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | $14.74 | 2017-02-01 | 2026-01-31 | 31,469 | 31,469 | Direct |
Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | $12.40 | 2018-02-01 | 2027-01-31 | 37,407 | 37,407 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2024-04-06 | 0 | 0 | Direct |
2026-01-31 | 31,469 | 31,469 | Direct |
2027-01-31 | 37,407 | 37,407 | Direct |
Footnotes
- The price reported in Column 4 is a weighted-average price. The price actually received ranges from $74.14 to $75.13. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- The price reported in Column 4 is a weighted-average price. The price actually received ranges from $75.14 to $75.23. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- Granted pursuant to 2009 Unit Incentive Plan.
- Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.
- Reflects the transfer of 18,337 stock options to the Reporting Person's former spouse on April 16, 2020 pursuant to a qualified domestic relations order.
- Reflects the transfer of 63,452 stock options to the Reporting Person's former spouse on April 16, 2020 pursuant to a qualified domestic relations order.
- Grant of stock option pursuant to the 2014 Equity Incentive Plan.
- Vests in three equal annual installments commencing on the first anniversary of the grant date.