Filing Details
- Accession Number:
- 0001209191-20-061195
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-02 16:44:46
- Reporting Period:
- 2020-11-30
- Accepted Time:
- 2020-12-02 16:44:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1644675 | Mimecast Ltd | MIME | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1797882 | E.t. Alex Bender | C/O Mimecast North America, Inc. 191 Spring Street Lexington MA 02421 | Svp, Global Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2020-11-30 | 4,500 | $10.22 | 8,486 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2020-11-30 | 4,500 | $45.00 | 3,986 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Share Option (Right to Buy) | Disposition | 2020-11-30 | 3,500 | $0.00 | 4,500 | $10.22 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,880 | 2026-03-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Restricted Share Units | 2,500 | Direct | |
Restricted Share Units | 4,500 | Direct | |
Restricted Share Units | 7,500 | Direct | |
Restricted Share Units | 12,732 | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020.
- Each restricted share unit represents a contingent right to receive one share of the Issuer's ordinary shares.
- These restricted share units were granted on April 2, 2018. Twenty-five percent (25%) of the units vested on April 2, 2019, twenty-five percent (25%) of the units vested on April 2, 2020, and the remainder of the units vest on an annual basis over the next two (2) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date.
- These restricted share units were granted on April 1, 2019. Twenty-five percent (25%) of the units vested on April 1, 2020 and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date.
- These restricted share units were granted on October 1, 2019. Twenty-five percent (25%) of the units vested on October 1, 2020, and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date.
- These restricted share units were granted on April 1, 2020. Twenty-five percent (25%) of the units vest on April 1, 2021 and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date.
- This option was granted on March 1, 2016. Twenty-five percent (25%) of the shares vested on March 1, 2017 and the remainder of the shares vested on a quarterly basis over the next three (3) years, such that on the date hereof the option is fully vested.