Filing Details

Accession Number:
0001209191-20-061195
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-02 16:44:46
Reporting Period:
2020-11-30
Accepted Time:
2020-12-02 16:44:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1644675 Mimecast Ltd MIME Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1797882 E.t. Alex Bender C/O Mimecast North America, Inc.
191 Spring Street
Lexington MA 02421
Svp, Global Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2020-11-30 4,500 $10.22 8,486 No 4 M Direct
Ordinary Shares Disposition 2020-11-30 4,500 $45.00 3,986 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Share Option (Right to Buy) Disposition 2020-11-30 3,500 $0.00 4,500 $10.22
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,880 2026-03-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Share Units 2,500 Direct
Restricted Share Units 4,500 Direct
Restricted Share Units 7,500 Direct
Restricted Share Units 12,732 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020.
  2. Each restricted share unit represents a contingent right to receive one share of the Issuer's ordinary shares.
  3. These restricted share units were granted on April 2, 2018. Twenty-five percent (25%) of the units vested on April 2, 2019, twenty-five percent (25%) of the units vested on April 2, 2020, and the remainder of the units vest on an annual basis over the next two (2) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date.
  4. These restricted share units were granted on April 1, 2019. Twenty-five percent (25%) of the units vested on April 1, 2020 and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date.
  5. These restricted share units were granted on October 1, 2019. Twenty-five percent (25%) of the units vested on October 1, 2020, and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date.
  6. These restricted share units were granted on April 1, 2020. Twenty-five percent (25%) of the units vest on April 1, 2021 and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date.
  7. This option was granted on March 1, 2016. Twenty-five percent (25%) of the shares vested on March 1, 2017 and the remainder of the shares vested on a quarterly basis over the next three (3) years, such that on the date hereof the option is fully vested.