Filing Details

Accession Number:
0001312109-20-000195
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-02 16:31:28
Reporting Period:
2020-12-01
Accepted Time:
2020-12-02 16:31:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1312109 Silvergate Capital Corp SI State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1758347 F. Karen Brassfield 4250 Executive Square
Suite 300
La Jolla CA 92037
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2020-12-01 2,500 $36.00 16,231 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Non-Qualified Stock Options $4.09 2011-03-25 2021-03-25 27,500 27,500 Direct
Class A Common Stock Restricted Stock Units $0.00 2,056 2,056 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-03-25 27,500 27,500 Direct
2,056 2,056 Direct
Footnotes
  1. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
  2. The restricted stock units vest fully on May 29, 2021. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of ordinary shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind.