Filing Details
- Accession Number:
- 0000950142-20-002652
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-02 09:17:57
- Reporting Period:
- 2020-11-30
- Accepted Time:
- 2020-12-02 09:17:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
815097 | Carnival Corp | CCL | Water Transportation (4400) | 591562976 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1142244 | Meir Micky Arison | C/O Carnival Corporation 3655 Nw 87Th Ave Miami FL 33178 | Chairman Of The Board | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-11-30 | 4,128,761 | $20.37 | 81,607,684 | No | 4 | S | Indirect | By MA 1994 B Shares, L.P. |
Common Stock | Disposition | 2020-11-30 | 871,239 | $21.59 | 80,736,445 | No | 4 | S | Indirect | By MA 1994 B Shares, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By MA 1994 B Shares, L.P. |
No | 4 | S | Indirect | By MA 1994 B Shares, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,934,166 | Indirect | By various trusts. |
Footnotes
- The transaction was executed in multiple trades at prices ranging from $20.16 to $20.92. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- The transaction was executed in multiple trades at prices ranging from $21.25 to $21.91. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- Includes (i) 3,251,154?shares of Carnival Corporation Common Stock held by the Nickel 2003 Revocable Trust, (ii) 841,506 shares of Carnival Corporation Common Stock held by the NA 2015-08 Trust and (iii) 841,506 shares of Carnival Corporation Common Stock held by the KA 2015-08 Trust. The Reporting Person disclaims beneficial ownership of the shares of Carnival Corporation Common Stock held by the NA 2015-08 Trust and the KA 2015-08 Trust.