Filing Details
- Accession Number:
- 0001463101-20-000137
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-01 20:06:09
- Reporting Period:
- 2020-11-27
- Accepted Time:
- 2020-12-01 20:06:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1463101 | Enphase Energy Inc. | ENPH | Semiconductors & Related Devices (3674) | 204645388 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1543816 | John Benjamin Kortlang | C/O Enphase Energy, Inc. 47281 Bayside Parkway Fremont CA 94538 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-27 | 49,788 | $2.58 | 181,832 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-11-27 | 111,052 | $0.70 | 292,884 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-11-27 | 24,954 | $5.53 | 317,838 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-11-27 | 10,016 | $14.58 | 327,854 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-27 | 3,539 | $140.45 | 324,315 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified stock option (right to buy) | Disposition | 2020-11-27 | 49,788 | $0.00 | 49,788 | $2.58 |
| Common Stock | Non-qualified stock option (right to buy) | Disposition | 2020-11-27 | 111,052 | $0.00 | 111,052 | $0.70 |
| Common Stock | Non-qualified stock option (right to buy) | Disposition | 2020-11-27 | 24,954 | $0.00 | 24,954 | $5.53 |
| Common Stock | Non-qualified stock option (right to buy) | Disposition | 2020-11-27 | 10,016 | $0.00 | 10,016 | $14.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-04-28 | 2023-04-27 | No | 4 | M | Direct |
| 0 | 2018-05-18 | 2024-05-17 | No | 4 | M | Direct |
| 0 | 2019-05-17 | 2025-05-16 | No | 4 | M | Direct |
| 0 | 2020-05-15 | 2026-05-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,614 | Indirect | Joint Trust |
Footnotes
- Represents sale of stock to facilitate same day broker-assisted cashless exercise of stock options.
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $140.42 to $140.455. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- Issued pursuant to the 2011 Equity Incentive Plan.
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