Filing Details

Accession Number:
0001463101-20-000135
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-01 20:04:38
Reporting Period:
2020-11-27
Accepted Time:
2020-12-01 20:04:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1463101 Enphase Energy Inc. ENPH () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1224095 J Steven Gomo C/O Enphase Energy, Inc.
47281 Bayside Parkway
Fremont CA 94538
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-27 63,066 $2.58 63,978 No 4 M Direct
Common Stock Acquisiton 2020-11-27 24,691 $8.43 88,669 No 4 M Direct
Common Stock Disposition 2020-11-27 14,106 $138.42 74,563 No 4 S Direct
Common Stock Disposition 2020-11-27 18,049 $139.59 56,514 No 4 S Direct
Common Stock Disposition 2020-11-27 25,350 $140.53 31,164 No 4 S Direct
Common Stock Disposition 2020-11-27 28,652 $141.13 2,512 No 4 S Direct
Common Stock Disposition 2020-11-27 1,600 $142.14 912 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified stock option (right to buy) Disposition 2020-11-27 63,066 $0.00 63,066 $2.58
Common Stock Non-qualified stock option (right to buy) Disposition 2020-11-27 24,691 $0.00 24,691 $8.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-04-28 2023-04-27 No 4 M Direct
0 2016-05-11 2022-05-11 No 4 M Direct
Footnotes
  1. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $138.00 to $138.98. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  2. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $139.01 to $140.00. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  3. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $140.01 to $140.99. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  4. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $141.01 to $141.67. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  5. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $142.08 to $142.20. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  6. As of the date of this report, Mr. Gomo holds 225,747 options to purchase shares of Enphase Energy stock.
  7. Issued pursuant to the 2011 Equity Incentive Plan.