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Filing Details

Accession Number:: 0001463101-20-000134
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-12-01 20:03:16
Reporting Period:: 2020-11-27

Accepted Time:: 2020-12-01 20:03:16
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1463101	Enphase Energy Inc.	ENPH	Semiconductors & Related Devices (3674)	204645388

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1599770	Richard Mora	C/O Enphase Energy, Inc. 47281 Bayside Parkway Fremont CA 94538		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-11-27	39,109	$7.30	40,021	No	4	M	Direct
Common Stock	Acquisiton	2020-11-27	18,804	$7.44	58,825	No	4	M	Direct
Common Stock	Acquisiton	2020-11-27	10,209	$12.57	69,034	No	4	M	Direct
Common Stock	Disposition	2020-11-27	9,209	$138.39	59,825	No	4	S	Direct
Common Stock	Disposition	2020-11-27	16,433	$139.53	43,392	No	4	S	Direct
Common Stock	Disposition	2020-11-27	40,469	$140.65	2,923	No	4	S	Direct
Common Stock	Disposition	2020-11-27	2,011	$141.34	912	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-qualified stock option (right to buy)	Disposition	2020-11-27	39,109	$0.00	39,109	$7.30
Common Stock	Non-qualified stock option (right to buy)	Disposition	2020-11-27	18,804	$0.00	18,804	$7.44
Common Stock	Non-qualified stock option (right to buy)	Disposition	2020-11-27	10,209	$0.00	10,209	$12.57

Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2018-02-13	2021-02-12	No	4	M	Direct
2015-05-01	2021-04-30	No	4	M	Direct
2016-04-30	2022-04-29	No	4	M	Direct

Footnotes

Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $137.96 to $138.91. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $139.01 to $139.96. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $140.09 to $141.07. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $141.10 to $141.42. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
As of the date of this report, Mr. Mora holds 68,893 options to purchase shares of Enphase Energy stock.
Issued pursuant to the 2011 Equity Incentive Plan.