Filing Details
- Accession Number:
- 0001209191-20-060870
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-01 16:11:35
- Reporting Period:
- 2020-11-30
- Accepted Time:
- 2020-12-01 16:11:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1289945 | Spok Holdings Inc | SPOK | Radiotelephone Communications (4812) | 161694797 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1747745 | J Todd Stein | C/O Spok Holdings, Inc. 6850 Versar Ctr Ste 400 Springfield VA 22151 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-11-30 | 0 | $0.00 | 553,390 | No | 4 | P | Indirect | Braeside Capital II, L.P. |
Common Stock | Acquisiton | 2020-11-30 | 2,600 | $9.79 | 510,601 | No | 4 | P | Indirect | Braeside Capital, L.P. |
Common Stock | Acquisiton | 2020-11-30 | 0 | $0.00 | 13,422 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Braeside Capital II, L.P. |
No | 4 | P | Indirect | Braeside Capital, L.P. |
No | 4 | P | Direct |
Footnotes
- Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.