Filing Details
- Accession Number:
- 0001496701-20-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-01 13:39:18
- Reporting Period:
- 2020-11-30
- Accepted Time:
- 2020-12-01 13:39:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1000045 | Nicholas Financial Inc | NICK | Short-Term Business Credit Institutions (6153) | 593019317 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1496701 | W Douglas Marohn | 2454 Mcmullen Booth Rd Bldg C #501B Clearwater FL 33759 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Acquisiton | 2020-11-30 | 76 | $7.77 | 77,154 | No | 4 | P | Direct | |
| Common | Acquisiton | 2020-11-30 | 424 | $7.79 | 77,578 | No | 4 | P | Direct | |
| Common | Acquisiton | 2020-11-30 | 500 | $0.00 | 78,078 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common | 39 | Indirect | Spouse |
Footnotes
- Represents the average purchase price.
- These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock on NASDAQ on 11/30/2020 was $7.60.
Billionaire Hedge Funds
