Filing Details

Accession Number:
0000899243-20-032351
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-30 20:53:49
Reporting Period:
2020-11-25
Accepted Time:
2020-11-30 20:53:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1320854 Freightcar America Inc. RAIL Railroad Equipment (3743) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1713182 R James Meyer 125 South Wacker Drive Suite 1500
Chicago IL 60606
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-25 22,500 $1.98 209,055 No 4 P Direct
Common Stock Acquisiton 2020-11-27 5,000 $2.81 214,055 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Restricted Stock Units $0.00 42,815 42,815 Direct
Common Stock Employee Stock Appreciation Right $1.66 2030-01-24 332,005 332,005 Direct
Common Stock Employee Stock Option (right to buy) $7.41 2029-01-14 72,959 72,959 Direct
Common Stock Employee Stock Option (right to buy) $16.66 2028-01-12 33,025 33,025 Direct
Common Stock Employee Stock Option (right to buy) $16.44 2027-07-31 350,000 350,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
42,815 42,815 Direct
2030-01-24 332,005 332,005 Direct
2029-01-14 72,959 72,959 Direct
2028-01-12 33,025 33,025 Direct
2027-07-31 350,000 350,000 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $1.84 to $2.03. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. This transaction was executed in multiple trades at prices ranging from $2.755 to $2.85. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. On January 30, 2020, the recipient was granted 42,815 cash-settled restricted stock units which will vest on January 30, 2023.
  4. On January 24, 2020 the recipient was granted 332,005 cash-settled stock appreciation rights which will vest in three equal annual installments beginning on January 24, 2021.
  5. On January 14, 2019, the recipient was granted 72,959 options. 24,320 stock options are fully vested and currently exercisable, 24,320 stock options will vest on January 14, 2021 and 24,319 stock options will vest on January 14, 2022.
  6. On January 12, 2018, the recipient was granted 33,025 options. 22,016 stock options are fully vested and currently exercisable and 11,009 stock options will vest on January 12, 2021.
  7. On July 31, 2017, the recipient was granted 350,000 options. The options vest and become exercisable based on a trailing 90-consecutive calendar day average closing price of one share of the Issuer's common stock (the "Stock Price") in the following proportions, provided the option holder remains continuously employed by the Issuer until the applicable vesting date: 34% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $5.00 per share above the exercise price, an additional 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $10.00 per share above the exercise price and the final 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $15.00 per share above the exercise price.