Filing Details
- Accession Number:
- 0000899243-20-032351
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-30 20:53:49
- Reporting Period:
- 2020-11-25
- Accepted Time:
- 2020-11-30 20:53:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1320854 | Freightcar America Inc. | RAIL | Railroad Equipment (3743) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1713182 | R James Meyer | 125 South Wacker Drive Suite 1500 Chicago IL 60606 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-11-25 | 22,500 | $1.98 | 209,055 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-11-27 | 5,000 | $2.81 | 214,055 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Restricted Stock Units | $0.00 | 42,815 | 42,815 | Direct | ||
Common Stock | Employee Stock Appreciation Right | $1.66 | 2030-01-24 | 332,005 | 332,005 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $7.41 | 2029-01-14 | 72,959 | 72,959 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $16.66 | 2028-01-12 | 33,025 | 33,025 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $16.44 | 2027-07-31 | 350,000 | 350,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
42,815 | 42,815 | Direct | |
2030-01-24 | 332,005 | 332,005 | Direct |
2029-01-14 | 72,959 | 72,959 | Direct |
2028-01-12 | 33,025 | 33,025 | Direct |
2027-07-31 | 350,000 | 350,000 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $1.84 to $2.03. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $2.755 to $2.85. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- On January 30, 2020, the recipient was granted 42,815 cash-settled restricted stock units which will vest on January 30, 2023.
- On January 24, 2020 the recipient was granted 332,005 cash-settled stock appreciation rights which will vest in three equal annual installments beginning on January 24, 2021.
- On January 14, 2019, the recipient was granted 72,959 options. 24,320 stock options are fully vested and currently exercisable, 24,320 stock options will vest on January 14, 2021 and 24,319 stock options will vest on January 14, 2022.
- On January 12, 2018, the recipient was granted 33,025 options. 22,016 stock options are fully vested and currently exercisable and 11,009 stock options will vest on January 12, 2021.
- On July 31, 2017, the recipient was granted 350,000 options. The options vest and become exercisable based on a trailing 90-consecutive calendar day average closing price of one share of the Issuer's common stock (the "Stock Price") in the following proportions, provided the option holder remains continuously employed by the Issuer until the applicable vesting date: 34% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $5.00 per share above the exercise price, an additional 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $10.00 per share above the exercise price and the final 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $15.00 per share above the exercise price.