Home > Insider Trading > Filing (0000098246-20-000133)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
98246	Tiffany & Co	TIF	Retail-Jewelry Stores (5944)	133228013

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1609085	M. Leigh Harlan	Tiffany &Amp; Co. 200 Fifth Avenue New York NY 10010	Senior Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock $.01 Par	Acquisiton	2020-11-25	2,701	$108.99	39,722	No	4	M	Direct
Common Stock $.01 Par	Acquisiton	2020-11-25	6,898	$85.26	46,620	No	4	M	Direct
Common Stock $.01 Par	Disposition	2020-11-25	8,396	$131.57	38,224	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock $.01 Par	Employee Stock Option (Right to Buy)	Disposition	2020-11-25	2,701	$0.00	2,701	$108.99
Common Stock $.01 Par	Employee Stock Option (Right to Buy)	Disposition	2020-11-25	6,898	$0.00	6,898	$85.26

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2028-01-17	No	4	M	Direct
0		2029-01-17	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock $.01 Par	12	Indirect	BY ESOP

Footnotes

The price in Column 4 is a weighted average price. The price actually received ranged from $131.5000 to $131.6400 per share. The reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The sale represents shares sold to cover the exercise price and applicable taxes in connection with the exercise of the underlying options.
Options granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 17, 2018. The options were originally scheduled to vest in equal installments on January 17, 2019, 2020, 2021 and 2022. 2,701 options that were initially scheduled to vest on January 17, 2022 were accelerated and vested on November 23, 2020.
Total grant 10,804 shares. 8,103 shares previously exercised.
Options granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 17, 2019. The options were originally scheduled to vest in equal installments on January 17, 2020, 2021, 2022 and 2023. 3,449 options that were initially scheduled to vest on January 17, 2022, and 3,449 options that were initially scheduled to vest on January 17, 2023, were accelerated and vested on November 23, 2020.
Total grant 13,796 shares. 6,898 shares previously exercised.