Filing Details
- Accession Number:
- 0000098246-20-000131
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-30 20:24:43
- Reporting Period:
- 2020-11-25
- Accepted Time:
- 2020-11-30 20:24:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 98246 | Tiffany & Co | TIF | Retail-Jewelry Stores (5944) | 133228013 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1550544 | W. Andrew Hart | Tiffany &Amp; Co. 727 Fifth Avenue New York NY 10022 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 Par | Acquisiton | 2020-11-25 | 3,007 | $108.99 | 34,267 | No | 4 | M | Direct | |
| Common Stock $.01 Par | Acquisiton | 2020-11-25 | 7,678 | $85.26 | 41,945 | No | 4 | M | Direct | |
| Common Stock $.01 Par | Disposition | 2020-11-25 | 9,200 | $131.57 | 32,745 | No | 4 | S | Direct | |
| Common Stock $.01 Par | Disposition | 2020-11-25 | 6,186 | $0.00 | 26,559 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock $.01 Par | Employee Stock Option (Right to Buy) | Disposition | 2020-11-25 | 3,007 | $0.00 | 3,007 | $108.99 |
| Common Stock $.01 Par | Employee Stock Option (Right to Buy) | Disposition | 2020-11-25 | 7,678 | $0.00 | 7,678 | $85.26 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2028-01-17 | No | 4 | M | Direct | |
| 0 | 2029-01-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock $.01 Par | 1,089 | Indirect | By 401(K) |
| Common Stock $.01 Par | 349 | Indirect | By ESOP |
| Common Stock $.01 Par | 3 | Indirect | By ESPP |
Footnotes
- The price in Column 4 is a weighted average price. The price actually received ranged from $131.5000 to $131.6400 per share. The reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The sale represents shares sold to cover the exercise price and applicable taxes in connection with the exercise of the underlying options.
- The shares were transferred by the reporting person as a gift to a charitable remainder unit trust.
- Options granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 17, 2018. The options were originally scheduled to vest in equal installments on January 17, 2019, 2020, 2021 and 2022. 3,007 options that were initially scheduled to vest on January 17, 2022 were accelerated and vested on November 23, 2020.
- Total grant 12,028 shares. 9,021 shares previously exercised.
- Options granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 17, 2019. The options were originally scheduled to vest in equal installments on January 17, 2020, 2021, 2022 and 2023. 3,839 options that were initially scheduled to vest on January 17, 2022, and 3,839 options that were initially scheduled to vest on January 17, 2023, were accelerated and vested on November 23, 2020.
- Total grant 15,356 shares. 7,678 shares previously exercised.
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