Filing Details

Accession Number:
0000098246-20-000129
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-30 20:19:53
Reporting Period:
2020-11-25
Accepted Time:
2020-11-30 20:19:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
98246 Tiffany & Co TIF Retail-Jewelry Stores (5944) 133228013
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1651698 Philippe Galtie Tiffany &Amp; Co.
200 Fifth Avenue
New York NY 10010
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock $.01 Par Acquisiton 2020-11-25 8,328 $91.87 44,937 No 4 M Direct
Common Stock $.01 Par Acquisiton 2020-11-25 10,021 $108.99 54,958 No 4 M Direct
Common Stock $.01 Par Acquisiton 2020-11-25 25,592 $85.26 80,550 No 4 M Direct
Common Stock $.01 Par Disposition 2020-11-25 38,193 $131.59 42,357 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock $.01 Par Employee Stock Option (Right to Buy) Disposition 2020-11-25 8,328 $0.00 8,328 $91.87
Common Stock $.01 Par Employee Stock Option (Right to Buy) Disposition 2020-11-25 10,021 $0.00 10,021 $108.99
Common Stock $.01 Par Employee Stock Option (Right to Buy) Disposition 2020-11-25 25,592 $0.00 25,592 $85.26
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2027-07-19 No 4 M Direct
0 2028-01-17 No 4 M Direct
0 2029-01-17 No 4 M Direct
Footnotes
  1. The price in Column 4 is a weighted average price. The price actually received ranged from $131.4900 to $131.6500 per share. The reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The sale represents shares sold to cover the exercise price and applicable taxes in connection with the exercise of the underlying options.
  2. Options granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on July 19, 2017. The options were originally scheduled to vest in equal installments on July 19, 2018, 2019, 2020 and 2021. 8,328 options that were initially scheduled to vest on July 19, 2021 were accelerated and vested on November 23, 2020.
  3. Total grant 33,312 shares. 24,984 shares previously exercised.
  4. Options granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 17, 2018. The options were originally scheduled to vest in equal installments on January 17, 2019, 2020, 2021 and 2022. 10,021 options that were initially scheduled to vest on January 17, 2022 were accelerated and vested on November 23, 2020.
  5. Total grant 40,084 shares. 30,063 shares previously exercised.
  6. Options granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 17, 2019. The options were originally scheduled to vest in equal installments on January 17, 2020, 2021, 2022 and 2023. 12,796 options that were initially scheduled to vest on January 17, 2022, and 12,796 options that were initially scheduled to vest on January 17, 2023, were accelerated and vested on November 23, 2020.
  7. Total grant 51,184 shares. 25,592 shares previously exercised.