Filing Details
- Accession Number:
- 0001104659-20-130716
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-30 19:53:03
- Reporting Period:
- 2020-11-25
- Accepted Time:
- 2020-11-30 19:53:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 903651 | Innodata Inc | INOD | Services-Computer Processing & Data Preparation (7374) | 133475943 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1161075 | Ashok Mishra | C/O Innodata Inc. 55 Challenger Road Ridgefield Park NJ 07660 | Evp And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-25 | 200 | $2.75 | 34,697 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-25 | 200 | $4.04 | 34,497 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-11-27 | 49,434 | $2.75 | 83,931 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-27 | 49,434 | $4.24 | 34,497 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-11-30 | 25,000 | $2.75 | 59,497 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-30 | 44,452 | $4.85 | 15,045 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-11-25 | 200 | $0.00 | 200 | $2.75 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-11-27 | 49,434 | $0.00 | 49,434 | $2.75 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-11-30 | 25,000 | $0.00 | 25,000 | $2.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 74,434 | 2021-04-06 | No | 4 | M | Direct | |
| 25,000 | 2021-04-06 | No | 4 | M | Direct | |
| 0 | 2021-04-06 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $4.02 to $4.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $4.80 to $4.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These stock options were originally granted to the reporting person on April 7, 2014 and became fully-vested on April 7, 2017. These stock options expire on April 6, 2021.
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