Filing Details
- Accession Number:
- 0001683168-20-004128
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-30 18:31:03
- Reporting Period:
- 2020-11-30
- Accepted Time:
- 2020-11-30 18:31:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1023459 | Simulations Plus Inc | SLP | Services-Computer Integrated Systems Design (7373) | 954595609 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1227877 | Shawn Oconnor | 42505 10Th Street West Lancaster CA 93534 | Chief Executive Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-11-30 | 6,381 | $56.50 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $23.75 | 2028-06-26 | 20,000 | 20,000 | Direct | |
Common Stock | Stock Option (Right to Buy) | $36.11 | 2029-08-31 | 20,000 | 20,000 | Direct | |
Common Stock | Stock Option (Right to Buy) | $59.97 | 2030-09-03 | 25,000 | 25,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2028-06-26 | 20,000 | 20,000 | Direct |
2029-08-31 | 20,000 | 20,000 | Direct |
2030-09-03 | 25,000 | 25,000 | Direct |
Footnotes
- Vested with 40% on August 31, 2019, the first anniversary of the date of grant and continuing to vest on the 2nd and 3rd anniversary dates thereafter at 30%.
- Vested with 40% on September 1, 2020, the first anniversary of the date of grant and continuing to vest on the 2nd and 3rd anniversary dates thereafter at 30%.
- Vested with 40% on September 5, 2021, the first anniversary of the date of grant and continuing to vest on the 2nd and 3rd anniversary dates thereafter at 30%.