Filing Details
- Accession Number:
- 0000796505-20-000031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-30 17:20:58
- Reporting Period:
- 2020-11-25
- Accepted Time:
- 2020-11-30 17:20:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 796505 | Clearfield Inc. | CLFD | Telephone & Telegraph Apparatus (3661) | 411347235 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1262286 | R Daniel Herzog | 7050 Winnetka Ave. N. Suite 100 Brooklyn Park MN 55428 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-11-25 | 5,000 | $23.51 | 37,541 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-11-27 | 2,000 | $23.08 | 35,541 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-11-27 | 14,000 | $12.17 | 49,541 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-27 | 9,995 | $23.33 | 39,546 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-11-27 | 14,000 | $0.00 | 14,000 | $12.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 33,795 | 2019-11-14 | 2022-11-14 | No | 4 | M | Direct |
Footnotes
- The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.48 to $23.57.
- The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.16.
- The stock option exercised vested in 1/3rd increments beginning 11/14/2019 through 11/14/2020.
Billionaire Hedge Funds
