Filing Details
- Accession Number:
- 0001209191-20-060667
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-27 21:00:41
- Reporting Period:
- 2020-11-27
- Accepted Time:
- 2020-11-27 21:00:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1652130 | Intellia Therapeutics Inc. | NTLA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1563584 | M John Leonard | C/O Intellia Therapeutics, Inc. 40 Erie Street; Suite 130 Cambridge MA 02139 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-11-27 | 15,000 | $18.30 | 482,352 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-11-27 | 15,000 | $38.00 | 467,352 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-11-27 | 20,000 | $14.58 | 487,352 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-11-27 | 20,000 | $39.00 | 467,352 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2020-11-27 | 15,000 | $0.00 | 15,000 | $18.30 |
Common Stock | Stock Option (right to buy) | Disposition | 2020-11-27 | 20,000 | $0.00 | 20,000 | $14.58 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
57,500 | 2027-12-11 | No | 4 | M | Direct | |
200,000 | 2028-12-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 58,415 | Indirect | By Trust |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- Shares held by the John M. Leonard 2015 Irrevocable Trust.
- The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and had vested as to 52,864 shares as of November 27, 2020.
- The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and had vested as to 115,000 shares as of November 27, 2020.