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Home > Insider Trading > Filing (0001181431-11-022435)

Filing Details

Accession Number:: 0001181431-11-022435
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-04-05 16:30:12
Reporting Period:: 2011-04-01

Filing Date:: 2011-04-05
Accepted Time:: 2011-04-05 16:30:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
836106	Novellus Systems Inc	NVLS	Special Industry Machinery, Nec (3559)	770024666

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1316245	Ernie Fusen Chen	4000 North First Street San Jose CA 95134	Evp, Semiconductor Sys. Prods.	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-04-01	3,649	$25.58	3,649	No	4	M	Direct
Common Stock	Disposition	2011-04-01	3,649	$37.60	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2011-04-01	3,649	$0.00	3,649	$25.58

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
56,351		2014-10-21	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	5,765	Indirect	By 401(k)

Footnotes

Securities were sold pursuant to a 10b5-1 Plan.
The indirect holdings in the 401K are held in the Company unitized stock fund. The balance is reported as of the last business day.
The grant vests in four annual equal installments beginning October 4, 2005.