Filing Details

Accession Number:
0000892553-20-000104
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-27 13:41:43
Reporting Period:
2020-11-24
Accepted Time:
2020-11-27 13:41:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
892553 Chart Industries Inc GTLS Fabricated Plate Work (Boiler Shops) (3443) 341712937
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1715319 F Gerald Vinci 3055 Torrington Drive
Ball Ground GA 30107
Vp & Chief Human Resources Ofc No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2020-11-24 2,850 $36.93 12,376 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2020-11-24 2,850 $106.66 9,526 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2020-11-24 1,841 $106.62 7,685 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2020-11-24 2,850 $0.00 2,850 $36.93
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,810 2027-01-03 No 4 M Direct
Footnotes
  1. 711, 1,061 and 1,970 shares of the total amount beneficially owned were granted on January 2, 2018, January 2, 2019 and January 2, 2020, respectively, pursuant to restricted share unit agreements under the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction.
  2. These options were granted on January 3, 2017 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  3. The remaining unexercised total includes 11,180 options remaining from the January 3, 2017 option grant as well as options granted pursuant to the equity plans in years 2018 to 2020 that vest in equal increments over four years.