Filing Details
- Accession Number:
- 0001095315-20-000228
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-25 17:54:22
- Reporting Period:
- 2020-11-23
- Accepted Time:
- 2020-11-25 17:54:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1095315 | Pfsweb Inc | PFSW | Services-Business Services, Nec (7389) | 752837058 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1233465 | C Michael Willoughby | C/O Pfsweb, Inc 505 Millennium Drive Allen TX 75013 | Ceo/President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-23 | 8,094 | $0.00 | 291,458 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-23 | 8,094 | $7.01 | 283,364 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-11-24 | 16,838 | $0.00 | 300,202 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-24 | 16,838 | $7.06 | 283,364 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-11-25 | 3,568 | $0.00 | 286,932 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-25 | 3,568 | $7.02 | 283,364 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to purchase | Disposition | 2020-11-23 | 8,094 | $0.00 | 8,094 | $5.00 |
| Common Stock | Option to purchase | Disposition | 2020-11-24 | 16,838 | $0.00 | 16,838 | $5.00 |
| Common Stock | Option to purchase | Disposition | 2020-11-25 | 3,568 | $0.00 | 3,568 | $5.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 24,788 | 2021-03-29 | No | 4 | M | Direct | |
| 7,950 | 2021-03-29 | No | 4 | M | Direct | |
| 4,382 | 2021-03-29 | No | 4 | M | Direct |
Footnotes
- Exercise of stock options issued under the Company's Stock and Incentive Plan, expiring on 3/29/2021.
- The price reported on Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $7.00 to $7.08 on 11/23/2020, $7.00 to $7.30 on 11/24/2020 and $7.00 to $7.10 on 11/25/2020. The reporting person will provide upon request to the SEC, the issuer or security holder of Issuer, full information regarding the number of shares sold at each separate price.
- Subject to vesting schedule.
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