Filing Details

Accession Number:
0000899243-20-032173
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-25 17:00:10
Reporting Period:
2020-11-23
Accepted Time:
2020-11-25 17:00:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1209028 Arlington Asset Investment Corp. AAIC Real Estate Investment Trusts (6798) 541873198
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1229249 Jr Rock J Tonkel C/O Arlington Asset Investment Corp.
6862 Elm Street, Suite 320
Mclean VA 22101
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2020-11-23 20,000 $3.14 548,326 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Represents shares of common stock ("Stock") of Arlington Asset Investment Corp. (the "Company") sold by the reporting person in open market transactions. The reporting person has effected such sales in connection with financial planning. The reporting person has remitted to the Company profits in the amount of $12,529.43, reflecting the spread between the sales of Stock reported on this Form 4 and such person's acquisitions of Stock on September 24, 2020 (applying the "lowest in highest out" methodology).
  2. The price reported in Column 4 is a weighted average price of the Stock. These shares were sold in multiple transactions at prices ranging from $3.13 to $3.17. The reporting person undertakes to provide to the Company, any security holder of Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.