Filing Details
- Accession Number:
- 0000899243-20-032152
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-25 16:05:12
- Reporting Period:
- 2020-11-24
- Accepted Time:
- 2020-11-25 16:05:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1330436 | Liquidia Technologies Inc | LQDA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1033409 | N Fredric Eshelman | C/O Eshelman Ventures, Llc 319 N. 3Rd Street, Suite 301 Wilmington NC 28401 | No | No | Yes | No | |
| 1706673 | Eshelman Ventures, Llc | 319 N. 3Rd Street, Suite 301 Wilmington NC 28401 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-11-24 | 283,465 | $3.15 | 6,587,933 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 175,573 | Indirect | By Fred Eshelman, manager of Eshelman Ventures, LLC |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $3.13 to $3.235. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
- The securities reported as directly beneficially owned by the Reporting Person may be deemed to be indirectly beneficially owned by the Dr. Eshelman, who is the manager of the Reporting Person.
Billionaire Hedge Funds
