Filing Details
- Accession Number:
- 0001628280-20-016822
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-25 16:02:46
- Reporting Period:
- 2020-11-23
- Accepted Time:
- 2020-11-25 16:02:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1213037 | Cardiff Oncology Inc. | CRDF | Biological Products, (No Disgnostic Substances) (2836) | 272004382 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1815809 | Vicki Kelemen | C/O Cardiff Oncology, Inc. 11055 Flintkote Ave San Diego CA 92121 | Exec. Vp And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-23 | 35,321 | $2.48 | 40,375 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-23 | 35,321 | $18.60 | 5,054 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2020-11-23 | 35,321 | $2.48 | 35,321 | $2.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 70,641 | 2029-06-20 | No | 4 | M | Direct |
Footnotes
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $18.6014. The range of prices was $18.40 to $19.25. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price.
- 35,321 options vested on 6/20/2020.
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