Filing Details

Accession Number:
0001493152-20-022499
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-25 08:56:17
Reporting Period:
2020-11-20
Accepted Time:
2020-11-25 08:56:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1692415 Co-Diagnostics Inc. CODX Surgical & Medical Instruments & Apparatus (3841) 462609396
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1712187 H Dwight Egan 2401 S. Foothill Drive Suite D
Salt Lake City UT 84109
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-20 20,000 $1.10 20,000 No 4 M Direct
Common Stock Disposition 2020-11-20 1,983 $1.10 18,017 No 4 F Direct
Common Stock Disposition 2020-11-20 18,017 $11.09 0 No 4 S Direct
Common Stock Acquisiton 2020-11-23 80,000 $1.10 80,000 No 4 M Direct
Common Stock Disposition 2020-11-23 8,431 $1.10 71,569 No 4 F Direct
Common Stock Disposition 2020-11-23 71,569 $10.44 0 No 4 S Direct
Common Stock Acquisiton 2020-11-24 50,000 $1.10 50,000 No 4 M Direct
Common Stock Disposition 2020-11-24 5,236 $1.10 44,764 No 4 F Direct
Common Stock Disposition 2020-11-24 44,764 $10.51 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2020-11-20 20,000 $0.00 20,000 $1.10
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2020-11-23 80,000 $0.00 80,000 $1.10
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2020-11-24 50,000 $0.00 50,000 $1.10
Common Stock Restricted Stock Units Acquisiton 2020-11-23 75,000 $0.00 75,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
130,000 2029-09-02 No 4 M Direct
50,000 2029-09-02 No 4 M Direct
0 2029-09-02 No 4 M Direct
75,000 No 4 A Direct
Footnotes
  1. Non-Qualified Stock Option granted to Reporting Person on September 3, 2019 pursuant to the Issuer's 2015 Long-Term Incentive Plan, as amended, to purchase up to 150,000 shares of common stock of the Issuer and previously reported on a Form 4 filed with the Commission on November 18, 2019.
  2. All of the Options have vested.
  3. Reflects 1,986 shares withheld by the Issuer at the market price of $11.09 per share less the exercise price of $1.10 per share to fund the cashless exercise of 20,000 options owned by the Reporting Person.
  4. Granted pursuant to Issuer's 2015 Long Term Incentive Plan, as amended. Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting, one share of the Issuer's common stock.
  5. RSU vests in equal installments in 6 equal installments commencing on the six month anniversary of the date of grant and every six months thereafter.
  6. Reflects 8,431 shares withheld by the Issuer at the market price of $10.44 per share less the exercise price of $1.10 per share to fund the cashless exercise of 80,000 options owned by the Reporting Person.
  7. Reflects 5,236 shares withheld by the Issuer at the market price of $10.51 per share less the exercise price of $1.10 per share to fund the cashless exercise of 50,000 options owned by the Reporting Person.