Filing Details
- Accession Number:
- 0001493152-20-022499
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-25 08:56:17
- Reporting Period:
- 2020-11-20
- Accepted Time:
- 2020-11-25 08:56:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1692415 | Co-Diagnostics Inc. | CODX | Surgical & Medical Instruments & Apparatus (3841) | 462609396 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1712187 | H Dwight Egan | 2401 S. Foothill Drive Suite D Salt Lake City UT 84109 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-11-20 | 20,000 | $1.10 | 20,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-11-20 | 1,983 | $1.10 | 18,017 | No | 4 | F | Direct | |
Common Stock | Disposition | 2020-11-20 | 18,017 | $11.09 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-11-23 | 80,000 | $1.10 | 80,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-11-23 | 8,431 | $1.10 | 71,569 | No | 4 | F | Direct | |
Common Stock | Disposition | 2020-11-23 | 71,569 | $10.44 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-11-24 | 50,000 | $1.10 | 50,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-11-24 | 5,236 | $1.10 | 44,764 | No | 4 | F | Direct | |
Common Stock | Disposition | 2020-11-24 | 44,764 | $10.51 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-11-20 | 20,000 | $0.00 | 20,000 | $1.10 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-11-23 | 80,000 | $0.00 | 80,000 | $1.10 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-11-24 | 50,000 | $0.00 | 50,000 | $1.10 |
Common Stock | Restricted Stock Units | Acquisiton | 2020-11-23 | 75,000 | $0.00 | 75,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
130,000 | 2029-09-02 | No | 4 | M | Direct | |
50,000 | 2029-09-02 | No | 4 | M | Direct | |
0 | 2029-09-02 | No | 4 | M | Direct | |
75,000 | No | 4 | A | Direct |
Footnotes
- Non-Qualified Stock Option granted to Reporting Person on September 3, 2019 pursuant to the Issuer's 2015 Long-Term Incentive Plan, as amended, to purchase up to 150,000 shares of common stock of the Issuer and previously reported on a Form 4 filed with the Commission on November 18, 2019.
- All of the Options have vested.
- Reflects 1,986 shares withheld by the Issuer at the market price of $11.09 per share less the exercise price of $1.10 per share to fund the cashless exercise of 20,000 options owned by the Reporting Person.
- Granted pursuant to Issuer's 2015 Long Term Incentive Plan, as amended. Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting, one share of the Issuer's common stock.
- RSU vests in equal installments in 6 equal installments commencing on the six month anniversary of the date of grant and every six months thereafter.
- Reflects 8,431 shares withheld by the Issuer at the market price of $10.44 per share less the exercise price of $1.10 per share to fund the cashless exercise of 80,000 options owned by the Reporting Person.
- Reflects 5,236 shares withheld by the Issuer at the market price of $10.51 per share less the exercise price of $1.10 per share to fund the cashless exercise of 50,000 options owned by the Reporting Person.