Home > Insider Trading > Filing (0001006837-20-000215)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1006837	Hc2 Holdings Inc.	HCHC	Fabricated Structural Metal Products (3440)	541708481

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1717154	Anthony Joseph Ferraro	450 Park Avenue 29Th Floor New York NY 10022	Chief Legal Officer & Corp Sec	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-11-20	13,215	$2.27	289,947	No	4	X	Direct
Common Stock	Disposition	2020-11-23	66,554	$2.40	223,393	No	4	S	Direct
Common Stock	Disposition	2020-11-24	1,096	$2.51	222,297	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	X	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Subscription Rights (right to buy)	Disposition	2020-11-20	24,196	$0.00	13,215	$2.27

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2020-09-09	2020-11-20	No	4	X	Direct

Footnotes

These shares were directly acquired by the reporting person as a result of the exercise of subscription rights which were issued to the reporting person in the Issuer's rights offering.
Shares disposed of to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.39 to $2.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1.
Every one (1) subscription right entitles the reporting person to purchase 0.5462 shares of the Issuer's common stock at a subscription price per full share of $2.27.