Filing Details
- Accession Number:
- 0001225208-20-013907
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-24 21:35:26
- Reporting Period:
- 2020-11-20
- Accepted Time:
- 2020-11-24 21:35:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1350593 | Mueller Water Products Inc. | MWA | Miscellaneous Fabricated Metal Products (3490) | 203547095 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1729261 | S Michael Nancarrow | 1200 Abernathy Road Suite 1200 Atlanta GA 30328 | Vp & Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-20 | 3,973 | $3.52 | 39,904 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-20 | 3,973 | $11.76 | 35,931 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-11-20 | 3,973 | $0.00 | 3,973 | $3.52 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-11-30 | No | 4 | M | Direct |
Footnotes
- This transaction was an exercise of vested stock options granted November 30, 2010 that would have expired on November 30, 2020.
- The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $11.760 to $11.765, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Includes 27,398.36 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.
- The stock options vested in three equal annual installments beginning on the first anniversary of the grant date, November 30, 2010.
Billionaire Hedge Funds
