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Filing Details

Accession Number:: 0001209191-20-060419
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-11-24 21:24:48
Reporting Period:: 2020-11-20

Accepted Time:: 2020-11-24 21:24:48
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1321655	Palantir Technologies Inc.	PLTR	Services-Prepackaged Software (7372)	680551851

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1823940	A. David Glazer	C/O Palantir Technologies Inc. 1555 Blake Street, Suite 250 Denver CO 80202	See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Disposition	2020-11-20	78,405	$18.43	3,219,962	No	4	S	Direct
Class A Common Stock	Disposition	2020-11-20	15,689	$19.21	3,204,273	No	4	S	Direct
Class A Common Stock	Acquisiton	2020-11-23	180,000	$4.72	3,384,273	No	4	M	Direct
Class A Common Stock	Disposition	2020-11-23	230,710	$20.14	3,153,563	No	4	S	Direct
Class A Common Stock	Disposition	2020-11-23	39,283	$20.94	3,114,280	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Employee Stock Option (Right to buy)	Disposition	2020-11-23	180,000	$0.00	180,000	$4.72

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
640,000		2030-06-03	No	4	M	Direct

Footnotes

This transaction represents an automatic sale of shares to cover required tax withholding obligations in connection with the vesting of restricted stock units. All sales were conducted in compliance with the Issuer's lock-up terms and with the Reporting Person's preexisting Rule 10b5-1 trading plan.
This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $18.00 to $18.995. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (3) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate sale price.
This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $19.00 to $19.63. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (2) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate sale price.
The indicated transactions are related and represent one series of transactions undertaken pursuant to a preexisting Rule 10b5-1 trading plan and conducted in compliance with the Issuer's lock-up terms. The Reporting Person exercised vested Class A Common Stock options and immediately sold the shares of Class A Common Stock in the open market, along with 89,993 shares of Class A Common Stock resulting from the vesting of restricted stock units referenced in footnote (1).
This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $19.55 to $20.54. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (6) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate sale price.
This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $20.55 to $21.43. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (5) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate sale price.
The options exercised in this transaction were fully vested and exercisable as of the transaction date.