Filing Details
- Accession Number:
- 0001245105-20-000099
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-24 19:28:41
- Reporting Period:
- 2020-11-22
- Accepted Time:
- 2020-11-24 19:28:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
733269 | Liveramp Holdings Inc. | RAMP | Services-Computer Processing & Data Preparation (7374) | 710581897 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1369558 | E Scott Howe | Liveramp Holdings, Inc. 225 Bush Street, 17Th Floor San Francisco CA 94104 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.10 Par Value | Disposition | 2020-11-22 | 2,975 | $58.81 | 1,087,007 | No | 4 | F | Direct | |
Common Stock, $.10 Par Value | Disposition | 2020-11-23 | 1,891 | $56.12 | 1,085,116 | No | 4 | F | Direct | |
Common Stock, $.10 Par Value | Acquisiton | 2020-11-23 | 123,819 | $13.74 | 1,208,935 | No | 4 | M | Direct | |
Common Stock, $.10 Par Value | Acquisiton | 2020-11-23 | 50,144 | $13.74 | 1,259,079 | No | 4 | M | Direct | |
Common Stock, $.10 Par Value | Disposition | 2020-11-23 | 95,483 | $56.28 | 1,163,596 | No | 4 | S | Direct | |
Common Stock, $.10 Par Value | Disposition | 2020-11-23 | 62,579 | $57.33 | 1,101,017 | No | 4 | S | Direct | |
Common Stock, $.10 Par Value | Disposition | 2020-11-23 | 11,293 | $58.09 | 1,089,724 | No | 4 | S | Direct | |
Common Stock, $.10 Par Value | Disposition | 2020-11-23 | 4,608 | $58.90 | 1,085,116 | No | 4 | S | Direct | |
Common Stock, $.10 Par Value | Acquisiton | 2020-11-24 | 170,962 | $13.74 | 1,256,078 | No | 4 | M | Direct | |
Common Stock, $.10 Par Value | Disposition | 2020-11-24 | 138,851 | $55.35 | 1,117,227 | No | 4 | S | Direct | |
Common Stock, $.10 Par Value | Disposition | 2020-11-24 | 32,111 | $56.09 | 1,085,116 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $.10 Par Value | Non-Qualified Stock Option (right to buy) | Disposition | 2020-11-23 | 123,819 | $0.00 | 123,819 | $13.74 |
Common Stock, $.10 Par Value | Non-Qualified Stock Option (right to buy) | Disposition | 2020-11-23 | 50,144 | $0.00 | 50,144 | $13.74 |
Common Stock, $.10 Par Value | Non-Qualified Stock Option (right to buy) | Disposition | 2020-11-24 | 170,962 | $0.00 | 170,962 | $13.74 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2021-07-20 | No | 4 | M | Direct | |
170,962 | 2021-07-20 | No | 4 | M | Direct | |
0 | 2021-07-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $.10 Par Value | 3,148 | Indirect | BY MANAGED ACCOUNT 1 |
Footnotes
- These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on November 22, 2020, when restricted stock units belonging to the reporting person vested.
- These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on November 23, 2020, when restricted stock units belonging to the reporting person vested.
- This represents an exercise of the reporting person's stock options that will expire on July 20, 2021. Pursuant to a broker-assisted cashless stock option exercise the net proceeds were used to pay the exercise price, to cover the withholding taxes, and to pay broker fees and commissions. The exercise and related sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 30, 2020.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.86 to $56.86, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.87 to $57.87, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.88 to $58.84, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.89 to $59.09, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.88 to $55.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.91 to $56.71, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- This grant of non-qualified stock options was made pursuant to the 2005 Equity Compensation Plan. Vesting began on July 29, 2012, with 25% of the total becoming vested on that date and 25% each 12 months thereafter until 100% vested.
- This grant of non-qualified stock options was made pursuant to the 2011 Nonqualified Equity Compensation Plan. Vesting began on July 29, 2012, with 25% of the total becoming vested on that date and 25% each 12 months thereafter until 100% vested.