Filing Details
- Accession Number:
- 0001213900-20-039125
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-24 19:21:54
- Reporting Period:
- 2020-11-20
- Accepted Time:
- 2020-11-24 19:21:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1604868 | Growgeneration Corp. | GRWG | Retail-Building Materials, Hardware, Garden Supply (5200) | 465008129 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1794945 | Tony Sullivan | 8389 Arapahoe Peak Street Littleton CO 80125 | Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-20 | 40,000 | $0.00 | 80,000 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2020-11-20 | 67,970 | $29.46 | 147,970 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-23 | 40,000 | $32.12 | 107,970 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to purchase common stock | Disposition | 2020-11-20 | 80,000 | $0.00 | 80,000 | $4.43 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-11-04 | 2024-11-03 | No | 4 | M | Direct |
Footnotes
- Reflects 67,970 shares acquired at the market price of $29.46 per share less an exercise price of $4.43 per share to fund the cashless exercise of 80,000 options owned by Mr. Sullivan, which cashless exercise was approved by the Board of Directors.
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