Filing Details
- Accession Number:
- 0001104659-20-129134
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-24 18:01:24
- Reporting Period:
- 2020-11-20
- Accepted Time:
- 2020-11-24 18:01:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
903651 | Innodata Inc | INOD | Services-Computer Processing & Data Preparation (7374) | 133475943 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1161075 | Ashok Mishra | C/O Innodata Inc. 55 Challenger Road Ridgefield Park NJ 07660 | Evp And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-11-20 | 31,710 | $3.21 | 66,207 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-11-20 | 31,710 | $3.99 | 34,497 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-11-23 | 48,290 | $3.21 | 82,787 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2020-11-23 | 31,400 | $2.75 | 114,187 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-11-23 | 79,690 | $4.05 | 34,497 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-11-24 | 6,966 | $2.75 | 41,463 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-11-24 | 6,966 | $4.04 | 34,497 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-11-20 | 31,710 | $0.00 | 31,710 | $3.21 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-11-23 | 48,290 | $0.00 | 48,290 | $3.21 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-11-23 | 31,400 | $0.00 | 31,400 | $2.75 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-11-24 | 6,966 | $0.00 | 6,966 | $2.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
48,290 | 2021-03-12 | No | 4 | M | Direct | |
0 | 2021-03-12 | No | 4 | M | Direct | |
81,600 | 2021-04-06 | No | 4 | M | Direct | |
74,634 | 2021-04-06 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $3.95 to $4.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $3.95 to $4.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $4.02 to $4.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These stock options were originally granted to the reporting person on March 13, 2014 and became fully-vested on March 13, 2017. These stock options expire on March 12, 2021.
- These stock options were originally granted to the reporting person on April 7, 2014 and became fully-vested on April 7, 2017. These stock options expire on April 6, 2021.